Francis Ciabattoni was a Delaware based securities broker. He worked in the securities industry for thirty-six years. He spent his entire career registered with Morgan Stanley. He is no longer working as a registered securities broker in any fashion.
Francis Ciabattoni’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints in his career.
In February 1999, a customer alleged unsuitable investment recommendations and misrepresentations. This case was settled for $40,000 in damages.
In March 2018, a customer alleged unsuitability with respect to investments made by Ciabattoni on their behalf. This case is currently pending. The customer is seeking $1,140,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Francis Ciabattoni, please contact Oakes & Fosher for a free and private consultation.