Eric Stuckey is a Georgia based securities broker. He has worked in the securities industry for twenty-five years. During his career, he has been registered with four different securities firms.
His registrations include; Dean Witter Reynolds Inc. (1994-1996), Royal Alliance Associates (1996-2009), Invest Financial Corporation (2009-2018), and Ameriprise Financial Services (2018-Present).
Eric Stuckey’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In August 2015, a customer alleged that their investments were not suitable.
In June 2016, a customer alleged that Stuckey concentrated their portfolio into three energy sector investments as well as using an inappropriate market timing strategy. This case was settled for $14,750 in damages.
In January 2018, a customer alleged that their subaccount assets were placed in high-risk funds which were not suitable. This case was settled for $25,000 in damages.
In May 2018, a customer alleged that Stuckey recommended unsuitable investments, misrepresented investment features and failed to disclose the risks associated with said investments. This case is currently pending. The customer is seeking $220,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Eric Stuckey, please contact Oakes & Fosher for a free and private consultation.