Dennis Rasmusson is an Arizona based securities broker. He has worked in the securities industry for thirty-three years. During his career, he has been registered with five different securities firms.
His registrations include; New England Securities (1985-1995), The O.N. Equity Sales Company (1995-2005), QA3 Financial Corp. (2005-2011), VSR Financial Services (2011-2014), and Berthel, Fisher & Company (2014-Present).
Dennis Rasmusson’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In October 2013, a customer alleged that Dennis Rasmusson mismanaged their portfolio. The alleged transgressions taking place between 2011 and 2013. This case was settled for $34,000 in damages.
In September 2014, a customer alleged failure to follow instructions, excessive trading, breach of fiduciary duty, negligence, breach of contract, misrepresentation, and violation of the Nebraska Securities Act. This case was settled for $110,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Dennis Rasmusson, please contact Oakes & Fosher for a free and private consultation.