David Beutler was an Illinois based securities broker. He worked in the securities industry for twenty-three years. During his career, he was registered with seven different securities firms.
His registrations included; IDS Life Insurance Company (1992-1993), American Express Financial Advisors (1992-1993), AAL Capital Management Corporation (1993-1998), Primevest Financial Services (1998-1999), National Planning Corporation (1999-2003), Prudential Securities Incorporated (2003), and Wells Fargo Advisors (2003-2016). He is no longer working as a registered securities broker in any fashion.
David Beutler’s publicly available FINRA BrokerCheck report shows that he has received a customer complaint in his career. In September 2016, a customer alleged that Beutler made unsuitable recommendations between 2011 and 2015. This case was settled for $150,000 in damages.
David Beutler was eventually barred by FINRA from acting as a securities broker in any fashion after failing to comply with a FINRA investigation.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with David Beutler, please contact Oakes & Fosher for a free and private consultation.