Daniel Lauletta is an Ohio based securities broker. He has worked in the securities industry for twenty-three years. During his career, he has been registered with ten different securities firms.
His registrations include; Capital Analysts, Incorporated (1996-2000), Fort Washington Brokerage Services (2000-2003), Capital Brokerage Corporation (2003), The Lincoln National Life Insurance Company (2004-2006), Lincoln Financial Advisors Corporation (2004-2008), Ameriprise Financial Services (2008-2012), Walnut Street Securities (2012-2013), Cetera Advisor Networks (2013-2016), MSI Financial Services (2016-2017), and MML Investors Services (2017-Present).
Daniel Lauletta’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In February 2014, a customer alleged that the surrender charges associated with his variable annuity purchase had not been disclosed to him by Lauletta.
In May 2014, a customer alleged that Daniel Lauletta failed to liquidate his Behringer Harvard REIT in a timely fashion which resulted in a substantial reduction in the value of the REIT.
In August 2014, a customer alleged that Daniel Lauletta executed an unauthorized exchange of two variable annuities to a fixed indexed annuity.
In February 2015, a customer alleged negligence and breach of contract. This case was settled for $200,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Daniel Lauletta, please contact Oakes & Fosher for a free and private consultation.