Cynthia Laroche is a Utah based securities broker. She has worked in the securities industry for thirty-five years. During her career, she has been registered with six different securities firms.
Her registrations include; Wespac Securities Corporation (1983-1984), Merrill Lynch (1984-1985), Shearson Lehman Brothers (1985-1988), Painewebber Incorporated (1988-1996), Prudential Securities Incorporated (1996-2003), and Wells Fargo Clearing Services (2003-Present).
Cynthia Laroche’s publicly available FINRA BrokerCheck report shows that she has received multiple customer complaints over the course of her career.
In March 1992, a customer alleged that they realized $122,000 in losses due to unsuitable securities and unauthorized trading. This case was settled for $30,000 in damages.
In April 2017, a customer alleged that Laroche manipulated and churned her account. This case was settled for $40,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know have lost money investing with Cynthia Laroche, please contact Oakes & Fosher for a free and private consultation.