Clay Rucker is a Georgia based securities broker. He has worked in the securities industry for thirty-three years. During his career, he has been registered with six different securities firms.
His registrations include; The Robinson-Humphrey Company (1985-1988), Lehman Brothers Inc. (1988-1991), Bear, Stearns & Co. (1991-1992), Alex Brown & Sons Incorporated (1992-1994), A.G. Edwards & Sons (1994-1997), and Raymond James & Associates (1997-Present).
Clay Rucker’s publicly available FINRA BrokerCheck report shows that he received a customer complaint in June 2017. The customer, in this case, alleged unauthorized trading, self-dealing, gross misconduct, breach of fiduciary duty, churning, false representations, material omissions, unsuitable investments, negligence, fraud, breach of contract, and violation of the Georgia Securities Act. This case was settled for $1.3 million in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing Clay Rucker, please contact Oakes & Fosher for a free and private consultation.