Christopher Quochthai Nguyen was a Texas based securities broker. He worked in the securities industry for just two years. He spent his entire career registered with TD Ameritrade.
Christopher Quochthai Nguyen’s publicly available FINRA BrokerCheck report shows that his career came to an end when he was discharged from his position at TD Ameritrade. This termination followed allegations that he initiated a wire transfer that had not been authorized by the customer.
He was later barred by FINRA from acting as a securities broker in any fashion.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Christopher Quochthai Nguyen, please contact Oakes & Fosher for a free and private consultation.