Christian Troche was an Oregon based securities broker. He worked in the securities industry for fifteen years. During his career, he was registered with three different securities firms.
His registrations included; U.S. Bancorp (2001), Wells Fargo Investments (2002-2011), and Wells Fargo Clearing Services (2011-2017). He is no longer working as a registered securities broker in any fashion.
Christian Troche’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
He received three complaints throughout 2008 and 2009 from customers complaining about the illiquidity of the Auction Rate Securities that Troche had purchased on their behalf. These complaints were settled for a total of $355,000 in damages.
In November 2010, an attorney, on behalf of a customer alleged that the investment plan made by Troche was not consistent or suitable with their given investment objectives and financial situation.
In March 2014, a customer alleged that Troche failed to follow his instructions not to sell his shares of SRE.
In May 2016, a customer alleged that Christian Troche misappropriated funds and made unsuitable investment recommendations. The alleged transgressions taking place between 2014 and 2016. This case was settled for $125,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Christian Troche, please contact Oakes & Fosher for a free and private consultation.