Charles Watson is a Tennessee based securities broker. He has worked in the securities industry for nineteen years. During his career, he has been registered with four different securities firms.
His registrations include; Citigroup Global Markets (1999-2009), Morgan Stanley (2009-2010), Merrill Lynch (2010-2019), and Raymond James (2019-Present).
Charles Watson’s publicly available FINRA BrokerCheck report shows that he received a customer complaint in June 2017. The customer, in this case, alleged unsuitable investment recommendations and omission of material facts. The alleged transgressions taking place between 2012 and 2017. This case was settled for $175,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Charles Watson, please contact Oakes & Fosher for a free and private consultation.