Bobby Coburn Allegedly Recommends Unapproved Private Securities

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bobby Coburn. According to his publicly available FINRA BrokerCheck report, Bobby Coburn has been the subject of multiple customer disputes and a FINRA sanction. Bobby Coburn was a Florida based securities broker. He worked in the securities industry for thirty years. During his career, he was registered with eight different securities firms. His Registrations Ameritas Investment Corp. (1988-1989) North American Management (1989-1996) Walnut Street Securities (1996-1998) Nationwide Investment Services Corporation (1998-2000) Nationwide Securities (2000-2002) Legend Equities Corporation (2002-2008) Brecek & Young Advisors (2008-2009)…

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Barry Snyder Allegedly Engages In Excessive And Unauthorized Trading

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barry Snyder. According to his publicly available FINRA BrokerCheck report, Barry Snyder has been the subject of multiple customer disputes. Barry Snyder is a Florida based securities broker. He has worked in the securities industry for twenty-two years. During his career, he has been registered with six different securities firms. His Registrations Goldman, Sachs & Co. (1993-2003) Deutsche Bank Securities (2003-2009) Credit Suisse Securities (2009-2013) J.P. Morgan Securities (2013-2015) Lampost Capital (2018-2019) Snoweden Account Services (2019-Present) The Allegations In November 2018, a customer alleged…

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Leon Almeida Allegedly Misrepresents Variable Annuities

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Leon Almeida. According to his publicly available FINRA BrokerCheck report, Leon Almeida has been the subject of multiple customer disputes over the course of his career. Leon Almeida is a New Jersey based securities broker. He has worked in the securities industry for ten years. During his career, he was registered with three different securities firms. His Registrations David Lerner Associates (2009-2011) MSI Financial Services (2011-2017) MML Investors Services (2017-Present) The Allegations In February 2013, a customer alleged that Leon Almeida unsuitably recommended they…

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Mark Wetherell Terminated From Kovack Securities

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Wetherell. According to his publicly available FINRA BrokerCheck report, Mark Wetherell has been the subject of multiple customer disputes. Mark Wetherell operated most recently as a South Carolina based securities broker. He worked in the securities industry for thirty-four years. During his career, he was registered with eleven different securities firms. His Registrations E.F. Hutton & Company (1985-1986) Advest, Inc. (1986-1989) E.T. Andrews & Co. (1988-1991) Nathan & Lewis Securities (1991-1992) Northeast Brokerage Services Corporation (1992-1995) Prudential Securities Incorporated (1995-1997) UBS Painewebber…

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Halil Kozi Allegedly Churns A Customer’s Account

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Halil Kozi. According to his publicly available FINRA BrokerCheck report, Halil Kozi has been the subject of a FINRA sanction. Halil Kozi operated most recently as a New York based securities broker. He worked in the securities industry for twenty-four years. During his career, he was registered with eighteen different securities firms. He is no longer working as a registered securities broker in any fashion. His Registrations Norstar Brokerage Corporation (1987-1988) Lehman Brothers (1989-1992) Whale Securities Co. (1992-1993) Robert Todd Financial (1993-1994) T.R….

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Joseph Andreoli Allegedly Recommends Unsuitable Securities

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Andreoli. According to his publicly available FINRA BrokerCheck report, Joseph Andreoli has been the subject of multiple customer disputes over the course of his career. Joseph Andreoli is a New Jersey based securities broker. He worked in the securities industry for thirty-one years. During his career, he was registered with six different securities firms. His Registrations HYM Financial (1987-1988) J.B. Hanauer & Co. (1988-1996) Smith Barney Inc. (1996) Citigroup Global Markets (1996-2009) Wells Fargo (2009-2019) Raymond James & Associates (2019-Present) The Allegations In…

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Jack David Stone Allegedly Engages In Unauthorized Discretionary Trading

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jack David Stone. According to his publicly available FINRA BrokerCheck report, Jack David Stone has been the subject of multiple customer disputes and a FINRA sanction Jack David Stone was an Illinois based securities broker. He worked in the securities industry for forty-one years. During his career, he was registered with nine different securities firms. His Registrations Pershing Securities Corporation (1971-1973) Mesirow & Company (1974-1975) Haas Securities Corporation (1978-1987) Rodman & Renshaw Inc. (1988-1991) Gruntal & Co. (1991-1997) Schwab Capital Markets (1997-2000) Direct…

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Michael Carter Allegedly Misappropriates Customer Funds

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Carter. According to his publicly available FINRA BrokerCheck report, Michael Carter has been the subject of an employment termination. Michael Carter was a Virginia based securities broker. He worked in the securities industry for eighteen years. During his career, he was registered with five different securities firms. His Registrations Dean Witter Reynolds (1999-2000) Financial Network Investment Corporation (2000-2002) Merrill Lynch (2002-2006) Amerirpise Financial Services (2011) Morgan Stanley (2006-2019) The Allegations In July 2019, Michael Carter was discharged from his position at Morgan…

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Thomas Borruso Allegedly Breaches His Fiduciary Duty

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Borruso. According to his publicly available FINRA BrokerCheck report, Thomas Borruso has been the subject of a customer dispute. Thomas Borruso was a New York based securities broker. He worked in the securities industry for eight years. During his career, he was registered with three different securities firms. His Registrations National Securities Corporation (2008-2014) Rockwell Global Capital (2014) LPL Financial (2014-2016) The Allegations In March 2018, a customer alleged that Thomas Borruso violated the Florida Securities Act, engaged in common law fraud,…

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Fadi Soliman Allegedly Executes Unauthorized Trades

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Fadi Soliman. According to his publicly available FINRA BrokerCheck report, Fadi Soliman has been the subject of multiple customer disputes. Fadi Soliman operated most recently as a New York based securities broker. He worked in the securities industry for twenty-two years. During his career, he was registered with five different securities firms. His Registrations Olde Discount Corporation (1996-2000) Morgan Stanley (2000-2007) UBS Financial Services (2007-2014) Ameriprise Financial Services (2014-2017) IBN Financial Services (2018-2019) The Allegations In September 2017, an attorney, on behalf of…

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