John R. Holland Allegedly Breaches His Fiduciary Duty

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The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John R. Holland. According to his publicly available FINRA BrokerCheck report, John R. Holland has been the subject of multiple customer disputes over the course of his career. John R. Holland is a West Virginia based securities broker. He has worked in the securities industry for twenty-four years. During his career, he was registered with two different securities firms. His Registrations Securities Management & Research (1994-2014) Summit Brokerage Services (2014-Present) The Allegations In December 2008, a customer alleged that John R. Holland miscommunicated where…

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Jeffrey Paul Davis Allegedly Over-Concentrates His Customers’ Accounts In Unsuitable Non-Traded REITs

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Many people are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion could actually be entitled to damages. The law firm of Oakes & Fosher is very interested in hearing from investors who believe this could be them. Oakes & Fosher is presently investigating the possible misconduct of securities broker Jeffrey Paul Davis. According to his publicly available FINRA BrokerCheck report, Jeffrey Paul Davis has been the subject of a FINRA sanction. Jeffrey Paul Davis is presently operating as…

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Eric Niedermeyer Allegedly Recommends Highly Unsuitable Products

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Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this manner could actually be entitled to damages. The law firm of Oakes & Fosher wants to hear from investors who think this might be them. Oakes & Fosher is presently investigating the possible misconduct of securities broker Eric Niedermeyer. According to his publicly available FINRA BrokerCheck report, Eric Niedermeyer, has been the subject of multiple customer disputes. Eric Niedermeyer is an Oregon based securities broker. He has worked…

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Nancy Glassman Allegedly Recommends Unsuitable Products

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The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Nancy Glassman. According to her publicly available FINRA BrokerCheck report, Nancy Glassman has been the subject of multiple customer disputes over the course of her career. Nancy Glassman is a New York based securities broker. She has worked in the securities industry for thirty years. During her career, she has been registered with seven different securities firms. Her Registrations Investors Center, Inc. (1988-1989) W.J. Nolan & Company (1989) Wood-Pomerantz Securities (1989-1990) Gruntal & Co. (1992-1994) Austin Securities (1991-1994) UBS Financial Services (1994-2017) Morgan Stanley…

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Michael Ollmann Allegedly Engages In Churning

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The law firm of Oakes & Fosher is interested in hearing from investors who believe they have lost money investing with securities broker Michael Ollmann. Oakes & Fosher has filed an arbitration against Wells Fargo, on behalf of one of their customers, due to the alleged actions of Michael Ollmann. Michael Ollmann is a Wisconsin based securities broker. He has worked in the securities industry for twenty-five years. During his career, he has been registered with three different securities firms. His Registrations Montano Securities Corporation (1994) Wells Fargo (1994-2015) Raymond James (2015-Present) The Allegations The arbitration that Oakes & Fosher…

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Douglas Lamb Allegedly Recommends Highly Unsuitable Leveraged ETFs

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Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes & Fosher is interested in hearing from investors who believe that this may be them. Oakes & Fosher is presently investigating the possible misconduct of securities broker Douglas Lamb. According to his publicly available FINRA BrokerCheck report, Douglas Lamb has been the subject of multiple customer disputes over the course of his career. Douglas Lamb is…

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Larry Crabtree Allegedly Provides Inaccurate Financial Information

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Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes & Fosher is interested in hearing from investors who believe that this may be them. Oakes & Fosher is currently investigating the possible misconduct of former securities broker Larry Crabtree. According to his publicly available FINRA BrokerCheck report, Larry Crabtree has been the subject of multiple customer complaints in his career. Larry Crabtree operated most recently…

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Robert Fehrman Allegedly Recommends Highly Unsuitable Private Placements To His Elderly Customers

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Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or misconduct. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes & Fosher is interested in hearing from investors who believe this may be them. Oakes & Fosher is presently investigating the alleged misconduct of securities broker Fehrman. According to his publicly available FINRA BrokerCheck report, Robert Fehrman is the subject of a pending customer dispute. Robert Fehrman is presently operating as a Georgia based securities broker….

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Glenn King Allegedly Fraudulently Misrepresents Details Of UIT Transactions

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Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes & Fosher is interested in hearing from investors who believe that this might be them. Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Glenn King. According to his publicly available FINRA BrokerCheck report, Glenn King has been the subject of multiple customer disputes. Glenn King operated most recently as a New…

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Frederick Stow Allegedly Misappropriates Customer Funds

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Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who believe that they have lost money in this manner may actually be entitled to damages. The law firm of Oakes & Fosher is interested in hearing from investors who believe that this may be them. Oakes & Fosher is presently investigating the possible misconduct of former securities broker Frederick Stow. According to his publicly available FINRA BrokerCheck report, Frederick Stow has been the subject of a customer dispute. Frederick Stow operated most recently…

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