Current Investigations

Bradley Latting Allegedly Converted Funds From An Elderly Customer

By June 25, 2019 No Comments

Bradley Latting was an Oklahoma based securities broker. He worked in the securities industry for thirteen years. He spent his entire career registered with State Farm VP Management Corp. (2004-2018). He is no longer working as a registered securities broker in any fashion.

Bradley Latting’s publicly available FINRA BrokerCheck report shows that he was sanctioned by FINRA in April 2019. The findings in this matter state that he alleged failed to comply with an investigation to allegations that he converted funds from an elderly customer. Due to these alleged actions, he was barred by FINRA from acting as a securities broker in any fashion.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Bradley Latting, please contact Oakes & Fosher for a free and private consultation.