The law firm of Oakes & Fosher is presently investigating the law firm of former securities broker Stephen DeCesare. According to his publicly available FINRA BrokerCheck report, Stephen DeCesare has been the subject of a customer dispute.

Stephen DeCesare was a New Jersey based securities broker. He worked in the securities industry for eighteen years. During his career, he was registered with three different securities firms. He is no longer working as a registered securities broker in any fashion.

His Registrations

  • Investment Advisors & Consultants (2000-2006)
  • Royal Alliance Associates (2006-2007)
  • Triad Advisors (2007-2019)

The Allegations 

In March 2019, a customer alleged that Stephen DeCesare negligently executed a private securities transaction on their behalf that resulted in financial losses to them. This case is currently pending. The customer is seeking $250,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Stephen DeCesare, please contact Oakes & Fosher for a free and private consultation. We handle cases on a contingency basis, which means there are no fees charged unless we collect for you.