The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Shusterman. According to his publicly available FINRA BrokerCheck report, Peter Shusterman has been the subject of a customer dispute in his career as a broker.

Peter Shusterman is a California based securities broker. He has worked in the securities industry for thirty-four years. During his career, he has been registered with four different securities firms.

His Registrations

  • First Investors Corporation (1986)
  • Linsco/Private Ledger Corp. (1986-1999)
  • Sentra Securities Corporation (1999-2005)
  • Sagepoint Financial (2005-Present)

The Allegations 

In August 2009, a customer alleged that Peter Shusterman recommended unsuitable investments. This case went to arbitration where the customer was awarded $488,260 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or damages. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Peter Shusterman, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.