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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Helen Andreoli. According to her publicly available FINRA BrokerCheck report, Helen Andreoli has been the subject of a customer dispute.

Helen Andreoli was a Maine based securities broker. She worked in the securities industry for eighteen years. During her career, she was registered with three different securities firms.

Her Registrations

  • Morgan Stanley (2000-2006)
  • Merrill Lynch (2006-2011)
  • UBS Financial Services (2011-Present)

The Allegations

In December 2017, a customer alleged that Helen Andreoli recommended unsuitable annuities. This case was settled for $69,500 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Helen Andreoli, please contact Oakes & Fosher for a free and private consultation.