The Financial Industry Regulatory Authority (FINRA) provides a forum for mediation and arbitration to resolve disagreements and protect investors. In general, a dispute based on your financial advisor’s misconduct could...
Read More The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Dennis Fearing. According to his publicly available FINRA BrokerCheck report, Dennis Fearing has been...
Read More What to Do When Your Stockbroker Recommends Unsuitable Investments The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kevin Egan, who recommended...
Read More New secondary market pricing on the Priority Income Fund of $7.50 per share reflects that the sponsor’s NAV is roughly 40% too high. Recent transactions in the secondary trading market...
Read More Oakes and Fosher files a new arbitration against Centaurus Financial for the actions of stockbroker John Starke. Oakes and Fosher, LLC has initiated a new FINRA arbitration against Centaurus Financial...
Read More Oakes and Fosher is investigating Rene Javier Castro with Great Point Capital and previously with Center Street Securities for the sale of GWG Bonds. Rene Javier Castro was recently the...
Read More Sagepoint Financial’s Cynthia Komarek barred by FINRA and is the subject of four customer complaints. Merrill Lynch employed Ms. Cynthia Komarek from 1991- 2008. She then became registered with Wells...
Read More Oakes & Fosher is currently investigating FINRA-licensed stockbrokers who have sold GNMA, FNMA, FHLMC, and other mortgage bonds as short-term investments based on early payoff assumptions. With the rise in...
Read More Oakes & Fosher is currently investigating FINRA brokerage firms, such as ONESCO and stockbrokers, that recommend moving from a traditional investment into a Variable or Fixed Whole Life Insurance Product. ...
Read More The law firm of Oakes & Fosher is presently investigating the alleged broker misconduct of B. David Goldstein. According to his publicly available FINRA BrokerCheck report, B. David Goldstein has…