Bhadresh Shah is a California based securities broker. He has worked in the securities industry for thirty-one years. During his career, he has been registered with three different securities firms.
His registrations include; Pruco Securities Corporation (1987-1988), Merrill Lynch (1988-2012), and UBS Financial Services (2012-Present).
Bhadresh Shah’s publicly available FINRA BrokerCheck report shows that he has received two customer complaints in his career.
In October 2010, a customer alleged that Shah misrepresented the value and management fees associated with commodity options investment.
In March 2018, a customer alleged unethical and illegal trades, breakpoint violations, rights of accumulation and letter of intent violations.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Bhadresh Shah, please contact Oakes & Fosher for a free and private consultation.