Allen Wilson is a New Jersey-based securities broker. He has worked in the securities industry for twenty-five years. During his career, he has been registered with five different securities firms.
His registrations include; Chatfield Dean & Co. (1993-1994), J.B. Hanauer & Co. (1994-2005), Ryan Beck & Co. (2005-2007), Stifel, Nicolaus & Company (2007-2012), and Wells Fargo Clearing Services (2012-Present).
Allen Wilson’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of the career.
In June 2018, customers alleged that Wilson made unsuitable investments and exercised discretion in their account without approval. The alleged transgressions taking place between 2012 and 2018. This case is currently pending. The customers are seeking an undisclosed amount in damages.
In October 2018, a customer alleged that Allen Wilson recommended and over-concentrated her portfolio in unsuitable products. The alleged transgressions taking place between 2012 and 2016. This case is currently pending. The customer is seeking an undisclosed amount in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Allen Wilson, please contact Oakes & Fosher for a free and private consultation.